-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AGrTrYy4xx+nKN6xS10n5pjilrBJAXBnNjWyoqLuoQ4Pe91Kn7IFr4QGPw6Nmvkf MHASQtTAvYdVXbEMbASC1Q== 0000950112-96-001727.txt : 19960928 0000950112-96-001727.hdr.sgml : 19960928 ACCESSION NUMBER: 0000950112-96-001727 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960524 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRANSWORLD HOME HEALTHCARE INC CENTRAL INDEX KEY: 0000890634 STANDARD INDUSTRIAL CLASSIFICATION: 8082 IRS NUMBER: 133098275 STATE OF INCORPORATION: NY FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45967 FILM NUMBER: 96572161 BUSINESS ADDRESS: STREET 1: 11 SKYLINE DRIVE CITY: HAWTHORNE STATE: NY ZIP: 10532 BUSINESS PHONE: 9143458880 MAIL ADDRESS: STREET 1: 11 SKYLINE DRIVE CITY: HAWTHORNE STATE: NY ZIP: 10532 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRANSWORLD HOME HEALTHCARE INC CENTRAL INDEX KEY: 0000890634 STANDARD INDUSTRIAL CLASSIFICATION: 8082 IRS NUMBER: 133098275 STATE OF INCORPORATION: NY FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 11 SKYLINE DRIVE CITY: HAWTHORNE STATE: NY ZIP: 10532 BUSINESS PHONE: 9143458880 MAIL ADDRESS: STREET 1: 11 SKYLINE DRIVE CITY: HAWTHORNE STATE: NY ZIP: 10532 SC 13D 1 SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Transworld Home HealthCare, Inc - - - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - - - -------------------------------------------------------------------------------- (Title of Class of Securities) 894081-10-8 - - - -------------------------------------------------------------------------------- (CUSIP Number) Joseph J. Raymond Transworld Home HealthCare, Inc. 11 Skyline Drive, Hawthorne, New York 10532 - - - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 24, 1996 - - - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement of Schedule 13G to report the acquisition which is the subject of the Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filed out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Schedule 13D - - - ---------------------- ---------------------- CUSIP NO. 894081-10-8 Page 2 of 5 Pages - - - ---------------------- ---------------------- - - - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Joseph J. Raymond - - - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - - - -------------------------------------------------------------------------------- 3 SEC USE ONLY - - - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - - - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(a) [ ] - - - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - - - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 677,133 BENEFICIALLY -------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 37,764 REPORTING -------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 677,133 -------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 37,764 - - - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 677,133 - - - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - - - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.4% - - - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - - - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - - - ---------------------- ---------------------- CUSIP NO. 894081-10-8 Page 3 of 5 Pages - - - ---------------------- ---------------------- Item 1. Security and Issuer This statement relates to the common stock, par value $0.01 per share (the "Shares"), of Transworld Home HealthCare, Inc. (the "Company"). The address of the principal executive offices of the Company is 11 Skyline Drive, Hawthorne, New York 10532. Item 2. Identity and Background This statement is filed by Joseph J. Raymond. Mr. Raymond's business address is c/o Transworld Home HealthCare, Inc., 11 Skyline Drive, Hawthorne, New York 10532. Mr. Raymond is presently employed as Chairman of the Board and Chief Executive Officer of the Company. The address of the Company is as herein stated. Mr. Raymond has not, during the last five years, been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors) or been a party to any civil proceeding of any judicial or administrative body. Mr. Raymond is a citizen of the United States of America. Item 3. Source and Amount of Funds or Other Consideration Not applicable. Item 4. Purposes of Transaction On April 24, 1996, Mr. Raymond gifted 60,000 Shares. Mr. Raymond does not have any plans or proposals which relate to or would result in any of the actions specified in clauses (a) through (j) of this Item 4. SCHEDULE 13D - - - ---------------------- ---------------------- CUSIP NO. 894081-10-8 Page 4 of 5 Pages - - - ---------------------- ---------------------- Item 5. Interest in Securities of the Issuer (a) Mr. Raymond beneficially owns 677,133 Shares, which constitutes 12.4% of the outstanding Shares of the Company. (b) Mr. Raymond has sole power to vote or direct the vote, and sole power to dispose or direct the disposition of 677,133 Shares. Mr. Raymond is a co-trustee of four irrevocable family trusts which in the aggregate hold 37,764 Shares. Mr. Raymond disclaims beneficial ownership of the Shares held by each of the foregoing trusts. (c) There have been no transactions with respect to Shares, other than as described in Item 4, effected by Mr. Raymond during the past sixty (60) days. (d) No persons other than Mr. Raymond have the right to receive or the power to direct the receipt of dividends from or proceeds from the sale of, the Shares beneficially owned by Mr. Raymond. (e) Not applicable. Item 6. Contracts; Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. Not applicable. Item 7. Materials to be Filed as Exhibits Not applicable. SCHEDULE 13D - - - ---------------------- ---------------------- CUSIP NO. 894081-10-8 Page 5 of 5 Pages - - - ---------------------- ---------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 7, 1996 /s/JOSEPH J. RAYMOND ------------------ Joseph J. Raymond -----END PRIVACY-ENHANCED MESSAGE-----